Ketan Kiran Gogte
Verified by SpringPrincipal Advisor: Ketan Kiran Gogte
SEBI RIA REG NO: INA000009649
Ketan offers research driven independent Investment Advisory services. The offerings include comprehensive financial planning based on Goals, Time horizon and Risk profile, advisory on Asset allocation and building a portfolio through long term investing for wealth creation.
Advising working professionals and business owners on Financial planning, Long term investing and Portfolio advisory.
Services Offered
Comprehensive Financial Planning
Holistic planning based on goals, time horizon, and risk profile.
Goal-Based Long Term Investing
Portfolio building through long-term investing for wealth creation.
Retirement Planning
Dedicated strategies for a secure post-retirement life.
Mutual Fund, Stocks & ETF Advisory
Research-driven advice on SEBI-regulated investment products.
About Ketan Kiran Gogte
Ketan offers research driven independent Investment Advisory services. The offerings include comprehensive financial planning based on Goals, Time horizon and Risk profile, advisory on Asset allocation and building a portfolio through long term investing for wealth creation. He advises on SEBI regulated products like the listed Stocks, Mutual funds (MFs) and Exchange Traded Funds (ETFs). Services are non-discretionary in nature and are customized as per client’s goals and risk profile. Ketan acts in a fiduciary capacity towards his clients.
Frequently Asked Questions
How does Ketan view the role of a Financial plan?
Financial plan has to be a Life plan. It should be a dynamic document rather than a static one. It should help an individual or a family take decisions and simulate the scenarios in order to anticipate the impact of certain events (for e.g. taking on a Home loan or Going on a foreign vacation in a particular year) on the finances so that they are better prepared to take a decision. It should highlight the gap between what an individual or a family is currently doing and what needs to be done in order to achieve their Goals.
Are the Advisory Services Customized as per an Individual’s needs?
Yes the Advisory services are customized based on one’s Goals, time horizon and risk profile. It’s a very close knit engagement between Ketan (The Advisor) and the client with regular interactions and timely reviews.
Is the rationale for investment explained to the Client?
Yes, the rationale for making any investment decision is explained in detail to the client. Ketan wants to empower the client and wants him / her to take control of his / her finances and thus provides all necessary information required from time to time for the client to do so.
Are portfolio reviews included in the scope of the engagement?
Yes, Ketan believes that whatever gets tracked and reviewed, get executed. Thus it is important to have reviews with clients on their portfolios at regular time intervals through the course of the engagement. It brings discipline and consistency.
Is the already existing investments portfolio of a client included in the scope of Advisory?
Yes, analysis of the existing client investment portfolio comprising of SEBI regulated products such as the listed Stocks, Mutual funds (MFs) and Exchange Traded Funds (ETFs) is included as part of the engagement.
What is not included as part of the Advisory scope?
Any sort of short term trading in listed stocks, Futures & Options or Derivatives, Commodities trading, Forex, Crypto currencies, Real Estate and Overseas direct equities and unlisted stocks are excluded from the scope of the Advisory engagement.
